Compliance Built-In

Comprehensive regulatory compliance managed on your behalf. Launch financial services with confidence knowing compliance is handled by experts.

Bank Sponsorship Model

VectorOne operates under a bank sponsorship model where all banking services are provided through partnerships with licensed, regulated financial institutions. This approach enables platforms to offer banking services without obtaining their own banking licenses or managing direct regulatory relationships.

Regulatory Clarity: VectorOne is a technology and infrastructure provider. We are not a bank. All banking services are delivered through partnerships with licensed, regulated financial institutions.

Compliance Framework

KYC / KYB

Identity Verification: Automated Know Your Customer (KYC) verification for individuals including ID document verification, liveness detection, and database checks.

Business Verification: Know Your Business (KYB) processes for corporate entities including beneficial ownership identification and business legitimacy verification.

AML & Sanctions Screening

Real-Time Screening: Automated screening against OFAC, UN, EU, and other sanctions lists for all customers and transactions.

Ongoing Monitoring: Continuous screening of existing customers against updated watchlists and sanctions databases.

Transaction Monitoring

Automated Monitoring: Real-time transaction monitoring for suspicious activity patterns, structuring, and unusual behavior.

Risk Scoring: Machine learning-powered risk scoring for transactions and customer behavior.

Regulatory Reporting

SAR Filing: Suspicious Activity Report (SAR) preparation and filing through our banking partners.

CTR Reporting: Currency Transaction Report (CTR) filing for transactions exceeding regulatory thresholds.

Multi-Jurisdiction Compliance

VectorOne maintains compliance across multiple jurisdictions through partnerships with licensed financial institutions in key markets:

United States

FDIC-insured banking partners, FinCEN compliance, state money transmitter licenses where required, and federal banking regulations.

European Union

E-money institution partnerships, PSD2 compliance, GDPR data protection, and SEPA payment scheme participation.

United Kingdom

FCA-authorized banking partners, Faster Payments compliance, and UK regulatory framework adherence.

Compliance Operations

Dedicated Compliance Team

Experienced compliance professionals monitoring regulations, managing banking partner relationships, and ensuring ongoing compliance.

Audit Support

Comprehensive audit trails, documentation, and support for regulatory examinations and audits.

Policy Management

Maintained compliance policies, procedures, and controls updated to reflect regulatory changes.

Training Programs

Regular compliance training for all team members handling financial operations and customer data.

Regulatory Updates

Continuous monitoring of regulatory changes with proactive implementation of new requirements.

Risk Assessment

Regular risk assessments, independent reviews, and continuous improvement of compliance controls.

Customer Compliance Obligations

While VectorOne handles platform-level compliance, customers have certain compliance responsibilities:

VectorOne provides guidance and support to help you meet these obligations.

Data Privacy & Protection

VectorOne is committed to protecting customer data and maintaining privacy:

GDPR Compliance

Full compliance with EU General Data Protection Regulation including data subject rights, consent management, and data processing agreements.

CCPA Compliance

Compliance with California Consumer Privacy Act requirements for California residents' data.

Data Residency

Geographic data storage options to meet regional data residency requirements.

Banking Partner Oversight

VectorOne maintains rigorous oversight of our banking partner relationships:

Questions About Compliance?

Speak with our compliance team about regulatory requirements and our compliance framework

Contact Compliance Team